William F. Schaffnit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Schaffnit JR, who also goes by Bill Schaffnit, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1976. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - December 7, 2017
HIGHPOINT PLANNING PARTNERS
February 7, 2003 - October 29, 2015
LPL FINANCIAL LLC
February 7, 2003 - December 8, 2017
LPL FINANCIAL LLC
September 8, 1998 - February 7, 2003
PRINCIPAL SECURITIES, INC.
February 2, 1996 - February 7, 2003
PRINCIPAL SECURITIES, INC.
April 14, 1992 - June 29, 1994
NEW ENGLAND SECURITIES
January 20, 1992 - February 12, 1996
G. R. PHELPS & CO., INC.
March 21, 1983 - December 31, 1991
NEW ENGLAND SECURITIES
July 16, 1982 - October 18, 1983
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
August 6, 1981 - June 5, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
April 21, 1976 - September 10, 1984
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/9/1976
Registered Representative ExaminationCurrent Firm
HIGHPOINT PLANNING PARTNERS
CRD#: 163768 / SEC#: 801-76675
Contact information
Red Flags
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