Catherine M. Theall
Professional summary
Catherine Margaret Theall, who also goes by Catherine Margaret Berry, Catherine M Theall, is a registered financial professional currently at AUTOMATED EQUITY FINANCE MARKETS, INC. located in New York, New York and EQUILEND located in New York, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2026. Catherine has worked at 2 firms and has passed the Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Margaret Theall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2026 - Present
AUTOMATED EQUITY FINANCE MARKETS, INC.
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281April 20, 2026 - Present
EQUILEND
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/20/2026
General Securities Representative ExaminationFINRA
Current Firm
EQUILEND
CRD#: 119107 / SEC#: , 8-53738
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
