Kenneth W. Brown
Professional summary
Kenneth William Brown was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial advisor and started their career in finance in 1976. Prior to being barred, Kenneth had worked at 9 firms, which includes JW GENESIS CLEARING CORP., 21TH CENTURY ADVISORS INC, K.W. BROWN INVESTMENTS, BROWN & HAWK INC., H. BURCKHARDT & COMPANY INC., SHERWOOD CAPITAL INC., MORGAN STANLEY DW INC., BLYTH EASTMAN DILLON & CO. INCORPORATED, THOMSON MCKINNON SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1988 - June 6, 1990
JW GENESIS CLEARING CORP.
January 3, 1987 - December 31, 2008
21TH CENTURY ADVISORS INC
October 10, 1986 - June 24, 2008
K.W. BROWN INVESTMENTS
August 9, 1983 - February 10, 1987
BROWN & HAWK, INC.
April 15, 1983 - July 22, 1983
H. BURCKHARDT & COMPANY, INC.
September 8, 1982 - March 25, 1983
SHERWOOD CAPITAL, INC.
December 12, 1980 - August 20, 1982
MORGAN STANLEY DW INC.
November 3, 1978 - December 8, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
April 21, 1976 - December 6, 1978
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
JW GENESIS CLEARING CORP.
CRD#: 6631 / SEC#: , 8-17907
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
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