Felipe Mella
Professional Summary
Felipe Mella is a registered financial advisor currently at BOLTON GLOBAL CAPITAL. Felipe is registered as a RR (Registered Representative) and started their career in finance in 2026. Felipe has worked at 1 firm and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Current Firm
BOLTON GLOBAL CAPITAL | DELTA EQUITY SERVICES CORPORATION | CLARY FINANCIAL PLANNING SERVICES INC. | CLARY FINANCIAL PLANNING SERVICES
Contact Information
Main Address
579 Main Street, Bolton, MA 01740Mailing Address
579 Main Street, Bolton, MA 01740Phone Number
(978) 779-5361Established
Massachusetts since 11/29/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
Regulatory Event
11Arbitration
3Bond
4Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Felipe Mella's CRS (Customer Relationship Summary).
Similar Advisors
COLONIAL RIVER WEALTH MANAGEMENT LLC
MOMENTUM WEALTH PLANNING
EDWARD JONES
THE DALA GROUP, LLC