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JP

Jerry W. Payne

INTERCAROLINA FINANCIAL SERVICES
Greensboro, NC 27410-2447
Some features on this profile are disabled
CRD#: 821139
JP

Professional summary

Jerry Wayne Payne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerry is registered as a RR (Registered Representative) and started their career in finance in 1975. Prior to being barred, Jerry has worked at 17 firms, which includes CRESCENT SECURITIES GROUP INC., DEMPSEY LORD SMITH LLC, CAPITAL INVESTMENT ADVISORY SERVICES LLC, CIC ADVISERS LLC, CAPITAL INVESTMENT GROUP INC., STERNE AGEE & LEACH INC., JANNEY MONTGOMERY SCOTT LLC, MORGAN KEEGAN & COMPANY LLC, WACHOVIA SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., REMMELE & CO., A. G. EDWARDS & SONS INC., SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOHN HENRY OIL COMPANY. CHIEF OPERATION OFFICER. STARTED 7/2020. 11002 KINGSTON PIKE, STE 204, KNOXVILLE, TN 37934. OIL DRILLING COMPANY, OFFERS OIL LIMITED PARTNERSHIPS TO INVESTORS. 50 HRS/WK. 40 HRS DURING NORMAL TRADING HRS. ACTIVITY IS INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerry Wayne Payne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2025 - Present

INTERCAROLINA FINANCIAL SERVICES, INC.

Office #1: 3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447
RIA
BD
CRD#: 19475
Greensboro, NC
Past

August 1, 2023 - December 31, 2024

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

June 17, 2021 - July 25, 2023

DEMPSEY LORD SMITH, LLC

BD
CRD#: 141238
ROME, GA
Past

May 11, 2021 - July 25, 2023

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
KNOXVILLE, TN
Past

January 10, 2013 - May 4, 2021

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
BURGAW, NC
Past

March 16, 2012 - December 31, 2012

CIC ADVISERS, LLC

RIA
CRD#: 130735
RALEIGH, NC
Past

February 15, 2012 - May 4, 2021

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
RALEIGH, NC
Past

December 16, 2003 - March 31, 2005

STERNE, AGEE & LEACH, INC.

RIA
CRD#: 791
NEW ORLEANS, LA
Past

December 10, 2003 - March 31, 2005

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

October 14, 2003 - November 14, 2003

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

March 10, 2000 - August 8, 2003

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

November 12, 1991 - April 3, 2000

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

July 18, 1989 - December 17, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 4, 1985 - July 19, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 26, 1979 - February 25, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

February 24, 1978 - February 26, 1979

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

August 10, 1977 - February 24, 1978

REMMELE & CO.

BD
CRD#: 710
Past

April 1, 1976 - August 30, 1977

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
Past

December 15, 1975 - November 30, 1976

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES

CRD#: 19475 / SEC#: 801-121339, 8-37519

RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)
California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(12/8/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2012
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/17/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/15/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2012
General Securities Representative Examination
General Industry/Product Exam
RR
PC
Date: 8/23/1989
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 5
Date: 10/5/1981
Interest Rate Options Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/21/1992
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/30/1980
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 2/23/1979
NYSE Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES

CRD#: 19475 / SEC#: 801-121339, 8-37519

RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)
California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3300 Battleground Avenue Suite 202 Suite 202, Greensboro, NC 27410
Mailing Address
3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447
Phone number
(336) 288-6890
Established
North Carolina since 09/17/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/25/2025)
ADV PART2B (3/14/2025)

Direct owners and executive officers

NamePositionCRD#
NAVOLANIC, JOSEPH EUGENEPRESIDENT/FIN OP727399
KINDLEY, MARCUS DALECHIEF COMPLIANCE OFFICER/VICE PRESIDENT734449

Regulatory assets under management

Total Number of Accounts381
AUM (Assets Under Management)$ 130,750,464

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475Greensboro, NC 27410-2447

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