Roald Hartvigsen
Professional summary
Roald Hartvigsen is a registered financial professional currently at CLARKSONS SECURITIES, INC located in New York, New York.
Roald is registered as a RR (Registered Representative) and started their career in finance in 2026. Roald has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roald Hartvigsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2026 - Present
CLARKSONS SECURITIES, INC
Office #1: 104 West 40th Street - 12th Floor, New York, NY 10018State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2026)
Exams
Series 7TO
Date: 3/24/2026
General Securities Representative ExaminationSeries 79TO
Date: 1/31/2026
Investment Banking Registered Representative ExaminationCboe EDGA Exchange, Inc.
FINRA
Current Firm
CLARKSONS SECURITIES, INC
CRD#: 30882 / SEC#: , 8-45221
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARKSONS SECURITIES AS | SOLE SHAREHOLDER | |
| DEVRIES, TIMOTHY S | CO-CEO | 4852002 |
| FODSTAD, CHRISTIAN GJELSVIK | DIRECTOR | 7726256 |
| HELBERG, IVAN ERIK | DIRECTOR | 6447460 |
| HOY, SNORRE FAERDEN | DIRECTOR | 7726806 |
| IANNACI, SALVATORE ANTHONY | CO-CEO | 2778870 |
| MCDONAGH, BRIAN JOSEPH | CFO/FINOP | 2749774 |
| MCDONAGH, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 2749774 |
Red Flags
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