Austin Thomas Wodock
Professional Summary
Austin Thomas Wodock is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana. Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Austin has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
SAPIENT CAPITAL LLC
Contact Information
Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280Phone Number
(317) 719-0157# of Employees
59SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,681AUM (Assets Under Management)
$13,756,996,022Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SAPIENT CAPITAL LLC
State Registrations and Notice Filings
(4/13/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Austin Thomas Wodock's CRS (Customer Relationship Summary).
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