Jessie L. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessie Lou Cox, who also goes by Jessie Lou Carter, Jessie Lou Cox, Jessie Lou Cox-shockley, Jessie Lou Hurst, Jessie Lou Shockley, was a registered financial professional .
Jessie is a previously registered financial professional and started their career in finance in 1976. Jessie had worked at 11 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - July 22, 2014
QUESTAR ASSET MANAGEMENT, INC.
January 2, 2009 - July 22, 2014
QUESTAR CAPITAL CORPORATION
March 22, 2006 - December 31, 2008
PRINCIPAL SECURITIES, INC.
February 3, 2006 - December 31, 2008
PRINCIPAL SECURITIES, INC.
June 22, 2004 - December 8, 2005
USALLIANZ SECURITIES, INC.
November 4, 2003 - December 8, 2005
USALLIANZ SECURITIES, INC.
October 8, 1999 - November 21, 2003
WEST COUNTY FINANCIAL SERVICES
August 6, 1994 - November 11, 2003
WALNUT STREET SECURITIES, INC.
February 17, 1994 - May 23, 1994
WALNUT STREET SECURITIES, INC.
June 9, 1986 - December 21, 1993
INVESTACORP, INC.
February 13, 1985 - June 20, 1986
CARDELL & ASSOCIATES, INCORPORATED
June 5, 1984 - February 20, 1985
WS GRIFFITH SECURITIES, INC.
July 22, 1977 - June 24, 1981
GENERAL AMERICAN LIFE INSURANCE COMPANY
April 15, 1976 - July 2, 1977
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/8/1976
Registered Representative ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
