Joseph M. Jones

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CRD#: 821039

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Monroe Jones, who also goes by Joe Jones, was a registered financial advisor .

Joseph is a previously registered financial advisor and started their career in finance in 1976. Joseph had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 15, 2002 - March 27, 2014

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

HAMPTON FALLS, NH

Past

April 20, 2001 - March 26, 2014

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

HAMPTON FALLS, NH

Past

August 31, 1989 - April 23, 2001

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

November 22, 1988 - September 5, 1989

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

May 31, 1988 - August 30, 1988

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Past

April 15, 1976 - June 24, 1988

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

April 15, 1976 - June 28, 1988

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/2002

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/9/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/26/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AGES FINANCIAL SERVICES, LTD.

COMMONWEALTH FINANCIAL NETWORK

VP DISTRIBUTORS LLC

COMMONWEALTH FINANCIAL NETWORK

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1984

Series 7

Date: 5/15/2002

Series 1

Date: 4/9/1976

Series 26

Date: 2/26/2001

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

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