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Keaton Miles Pletcher

CATALYST WEALTH MANAGEMENT
HOUSTON, TX
·CRD# 8210283·1 year experience

Professional Summary

Keaton Miles Pletcher, who also goes by Keaton Pletcher, is a registered financial advisor currently at CATALYST WEALTH MANAGEMENT LLC located in Houston, Texas and INNOVATION PARTNERS LLC located in Houston, Texas. Keaton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Keaton has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keaton Pletcher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

CATALYST WEALTH MANAGEMENT LLC·CRD# 329586
RIA
1880 S Dairy Ashford Road Ste 300, Houston, TX 77077
May 29, 2026 - Present
INNOVATION PARTNERS LLC·CRD# 146344
RIA
BD
1880 S Dairy Ashford Rd, Houston, TX 77077
March 4, 2026 - Present

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Current Firm

CW
CATALYST WEALTH MANAGEMENT LLC

CATALYST WEALTH MANAGEMENT LLC

CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - SEC (4/4/2024 Approved)

Contact Information

Main Address

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077

Phone Number

(832) 657-7735

# of Employees

31

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - CATALYST WEALTH MANAGEMENT LLC (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

9,549

AUM (Assets Under Management)

$105,000,766

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Keaton Miles Pletcher is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Catalyst Wealth Management LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Catalyst Wealth Management LLC in such individual's outside capacity. Keaton Miles Pletcher is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client’s needs. Additionally, the offer and sale of insurance products by supervised persons of Catalyst Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Catalyst Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Catalyst Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client’s risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Catalyst Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Catalyst Wealth Management LLC’s supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CATALYST WEALTH MANAGEMENT LLC

CATALYST WEALTH MANAGEMENT LLC

CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - SEC (4/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/30/2026)
RR
Florida
(5/28/2026)
RR
North Carolina
(5/29/2026)
RR
Texas
(4/30/2026)
IAR
Texas
(5/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2026About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2026About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Keaton Miles Pletcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KP
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