Mark H. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Hurst Williamson was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1976. Mark had worked at 14 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2005 - January 3, 2007
AIM PRIVATE ASSET MANAGEMENT
May 13, 2003 - January 3, 2007
FUND MANAGEMENT COMPANY
January 6, 2003 - January 3, 2007
INVESCO DISTRIBUTORS, INC.
August 22, 2002 - December 31, 2002
INVESCO
March 24, 1998 - December 31, 2002
INVESCO DISTRIBUTORS, INC.
January 26, 1998 - March 3, 1998
BARNETT INVESTMENTS, INC.
July 1, 1996 - March 5, 1997
BANK SOUTH INVESTMENT SERVICES, INC.
December 14, 1995 - March 3, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 2, 1992 - November 30, 1994
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 24, 1986 - July 5, 1990
NATIONSBANC SECURITIES OF GEORGIA, INC.
June 18, 1984 - January 13, 1986
LEHMAN BROTHERS INC.
January 25, 1983 - July 5, 1984
CITIGROUP GLOBAL MARKETS INC.
July 9, 1981 - February 28, 1983
LPL FINANCIAL LLC
September 11, 1979 - July 27, 1981
CITIGROUP GLOBAL MARKETS INC.
September 26, 1978 - September 19, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/4/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/4/1983
Interest Rate Options ExaminationSeries 12
Date: 11/21/1979
NYSE Branch Manager ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
