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Mark Hurst Williamson

CRD# 820997·Registered 1976 - 2007
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Hurst Williamson was a registered financial advisor. Mark was a previously registered financial advisor and started their career in finance 1976 - 2007. Mark had worked at 14 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

AIM PRIVATE ASSET MANAGEMENT·CRD# 109264
RIA
Houston, TX
September 21, 2005 - January 3, 2007
FUND MANAGEMENT COMPANY·CRD# 25585
BD
Houston, TX
May 13, 2003 - January 3, 2007
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
January 6, 2003 - January 3, 2007
INVESCO·CRD# 106529
RIA
Denver, CO
August 22, 2002 - December 31, 2002
INVESCO DISTRIBUTORS, INC.·CRD# 289
BD
Houston, TX
March 24, 1998 - December 31, 2002
BARNETT INVESTMENTS, INC.·CRD# 14897
BD
Jacksonville, FL
January 26, 1998 - March 3, 1998
BANK SOUTH INVESTMENT SERVICES, INC.·CRD# 36629
BD
July 1, 1996 - March 5, 1997
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
December 14, 1995 - March 3, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
June 2, 1992 - November 30, 1994
NATIONSBANC SECURITIES OF GEORGIA, INC.·CRD# 315
BD
January 24, 1986 - July 5, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
June 18, 1984 - January 13, 1986
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
January 25, 1983 - July 5, 1984
LPL FINANCIAL LLC·CRD# 6413
BD
July 9, 1981 - February 28, 1983
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
September 11, 1979 - July 27, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - September 19, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
April 14, 1976 - September 26, 1978

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1981About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Nov 1983

Series 5 — Interest Rate Options Examination

Passed Nov 1983

Series 3 — National Commodity Futures Examination

Passed Aug 1983About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1976About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 1986About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed May 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1982About the Series 24 exam

Series 12 — NYSE Branch Manager Examination

Passed Nov 1979

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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