Robert A. Wazevich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alexander Wazevich was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - July 8, 2019
LONGBOW SECURITIES, LLC
December 17, 2018 - January 16, 2019
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
March 10, 2009 - December 17, 2018
LONGBOW SECURITIES, LLC
October 21, 2002 - July 29, 2008
FTN EQUITY CAPITAL MARKETS CORP.
March 15, 2002 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
July 21, 1998 - March 20, 2002
KEYBANC CAPITAL MARKETS INC.
August 29, 1996 - July 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 1989 - March 22, 1996
ROULSTON RESEARCH CORP.
July 16, 1986 - January 20, 1988
SALOMON BROTHERS INC.
September 26, 1978 - July 28, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/28/2004
Limited Representative-Equity Trader ExamCurrent Firm
LONGBOW SECURITIES, LLC
CRD#: 135738 / SEC#: , 8-66950
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONGBOW RESEARCH, LLC | OWNER | |
| MACGREGOR, DAVID SUTHERLAND | PRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP | 2685554 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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