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TH

Thomas A. Haggard

ABRI
LEXINGTON, KY 40507
CRD#: 8208828
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TH
Thomas Aaron HaggardABRI

Professional summary

Thomas Aaron Haggard is a registered financial advisor currently at ABRI LLC located in Lexington, Kentucky.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Thomas has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Aaron Haggard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2026 - Present

ABRI LLC

Office #1: 333 E Short St. #210, Lexington, KY 40507
RIA
CRD#: 314832
LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(1/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2025
Uniform Investment Adviser Law Examination

Current Firm

AL
ABRI LLC
ABRI FI, LLC | ABRI, LLC | ABRI WEALTH MANAGEMENT | ABRI LLC

CRD#: 314832 / SEC#: 801-135476

California
Registered Investment Advisory firm - (2/14/2022 Approved)
Illinois
Registered Investment Advisory firm - (8/5/2021 Approved)
Indiana
Registered Investment Advisory firm - (8/30/2021 Approved)
Kentucky
Registered Investment Advisory firm - (1/31/2023 Approved)
Michigan
Registered Investment Advisory firm - (8/11/2021 Approved)
Ohio
Registered Investment Advisory firm - (3/1/2022 Approved)
Texas
Registered Investment Advisory firm - (11/9/2022 Conditional Restricted)
Washington
Registered Investment Advisory firm - (12/10/2021 Approved)
Wisconsin
Registered Investment Advisory firm - (2/12/2025 Approved)
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Contact information

Main Address
333 E Short St. #210, Lexington, KY 40507
Mailing Address
Phone number
(859) 636-6140
Established
Firm type
Fiscal year end
# of Employees
8

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/2/2026)

Regulatory assets under management

Total Number of Accounts991
AUM (Assets Under Management)$ 114,386,423

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRI LLC

CRD#: 314832Lexington, KY 40507

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