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LC

Larry L. Charbonneau

Some features on this profile are disabled
CRD#: 820877
LC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Leonard Charbonneau was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1976. Larry had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 24, 2005 - December 5, 2008

REPUBLIC STRATEGIC ADVISORY, INC.

BD
CRD#: 135509
SPRING, TX
Past

October 9, 1989 - November 4, 1996

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

July 27, 1987 - October 9, 1989

OPPENHEIMER GOVERNMENT SECURITIES, INC.

BD
CRD#: 19715
Past

March 18, 1987 - November 20, 1987

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

October 6, 1980 - November 14, 1983

MGIC MORTGAGE SECURITIES CORPORATION

BD
CRD#: 8178
Past

April 7, 1978 - November 29, 1983

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

September 16, 1977 - December 22, 1983

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

BD
CRD#: 7238
Past

April 14, 1976 - August 27, 1976

BACHE & CO INCORPORATED

BD
CRD#: 7058

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2005
General Securities Representative Examination

Current Firm

RS
REPUBLIC STRATEGIC ADVISORY, INC.
REPUBLIC STRATEGIC ADVISORY, INC.

CRD#: 135509 / SEC#: , 8-66926

BD
Terminated by SEC on 02/09/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
North Carolina since 01/01/2005
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
RMIC CORPORATIONOWNER
BUCK, RONALD WRAYPRESIDENT, CEO
CLARK, THOMASCFO, FINOP
GERKE, JOHN E.DIRECTOR
LINGENFELTER, ROBERT TODDCCO
PASTERNAK, JOEL H.DIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REPUBLIC STRATEGIC ADVISORY, INC.

CRD#: 135509

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