Rasik Sharma

LUMIDA WEALTH MANAGEMENT

WAYNE, NJ 07470

CRD#: 8208653

Some features on this profile are disabled

Professional summary

Rasik Sharma is a registered financial advisor currently at LUMIDA WEALTH MANAGEMENT LLC located in Wayne, New Jersey.

Rasik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Rasik has worked at 2 firms and has passed the Series 65, Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rasik Sharma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2026 - Present

LUMIDA WEALTH MANAGEMENT LLC

Office #1: 1200 Preakness Avenue Suite B1200, Wayne, NJ 07470

RIA

CRD#: 323410

WAYNE, NJ

Past

January 15, 2026 - April 6, 2026

TSG ALPHA PARTNERS, LLC

RIA

CRD#: 319493

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUMIDA WEALTH MANAGEMENT LLC

LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/21/2025

Securities Industry Essentials Examination

Current Firm

LUMIDA WEALTH MANAGEMENT LLC

LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 Preakness Avenue Suite B1200, Wayne, NJ 07470

Mailing Address

Phone number

(833) 512-5111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LUMIDA FORM ADV PART 2A (10/30/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 148,637,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

SUMMIT, NJ

Richard Dragotta

LPL FINANCIAL LLC

IAR

PARAMUS, NJ

Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

FLORHAM PARK, NJ

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rasik Sharma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rasik Sharma's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMIDA WEALTH MANAGEMENT LLC

TSG ALPHA PARTNERS, LLC

Primary Firm SEC Registration

LUMIDA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2025

Series 63

Date: 8/26/2025

SIE

Date: 6/21/2025

Current Firm

LUMIDA WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUMIDA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors