RR

Robert B. Rowe

ROWE CONSULTING GROUP
Elmhurst, IL
Some features on this profile are disabled
CRD#: 820848
RR

Professional summary


Robert Bradford Rowe JR, who also goes by Bob Rowe, is a registered financial advisor currently at ROWE CONSULTING GROUP, LLC located in Elmhurst, Illinois and ENHANCED INVESTMENT PARTNERS, LLC located in Chicago, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 5, PC and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bob Rowe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Robert Bradford Rowe JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 5, 2012 - Present

ROWE CONSULTING GROUP, LLC

RIA
CRD#: 155611
Elmhurst, IL
Current

January 19, 2012 - Present

ENHANCED INVESTMENT PARTNERS, LLC

RIA
CRD#: 142297
Chicago, IL
Past

October 13, 2011 - December 31, 2011

ROWE CONSULTING GROUP, LLC

RIA
CRD#: 155611
CHICAGO, IL
Past

March 22, 2011 - August 31, 2011

AZA CAPITAL MANAGEMENT

RIA
CRD#: 109784
CHICAGO, IL
Past

May 23, 2005 - February 10, 2011

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CHICAGO, IL
Past

May 20, 2005 - February 10, 2011

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CHICAGO, IL
Past

March 4, 1998 - June 9, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CHICAGO, IL
Past

April 29, 1991 - June 9, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

October 11, 1979 - March 23, 1984

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

September 16, 1977 - April 30, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

BD
CRD#: 7238
Past

April 14, 1976 - August 27, 1976

BACHE & CO INCORPORATED

BD
CRD#: 7058

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/3/2023)
IAR
Illinois
(1/5/2012)
IAR
Tennessee
(6/6/2022)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 5
Date: 10/19/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 10/1/1977
AMEX Put and Call Exam
General Industry/Product Exam

Current Firm


RC
ROWE CONSULTING GROUP, LLC
R CONSULTING GROUP, LLC | ROWE CONSULTING GROUP, LLC

CRD#: 155611 / SEC#: 801-71991

RIA
Registered Investment Advisory firm - (2/24/2012 Terminated)
California
Registered Investment Advisory firm - (5/3/2023 Approved)
Illinois
Registered Investment Advisory firm - (2/24/2012 Approved)
Tennessee
Registered Investment Advisory firm - (6/2/2022 Approved)
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Contact information


Main Address
Elmhurst, IL
Mailing Address
111 N Wabash Ave The Garland Bldg #1147, Chicago, IL 60602
Phone number
(312) 913-9872
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts57
AUM (Assets Under Management)$ 10,713,486

Red Flags


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Company Information


ROWE CONSULTING GROUP, LLC

CRD#: 155611Elmhurst, IL

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