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DK

David C. Kuehl

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CRD#: 820823
DK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Collins Kuehl was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1976. David had worked at 3 firms and has passed the SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 21, 1995 - January 6, 2015

KUEHL CAPITAL CORPORATION

BD
CRD#: 37789
OMAHA, NE
Past

March 6, 1978 - April 13, 1995

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

April 14, 1976 - September 8, 1977

KFS BD, INC.

BD
CRD#: 490

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/6/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/10/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/26/1994
Municipal Securities Principal Examination

Current Firm

KC
KUEHL CAPITAL CORPORATION
BLUESTEM CAPITAL PARTNERS, INC. | KUEHL CAPITAL CORPORATION

CRD#: 37789 / SEC#: , 8-47912

BD
Terminated by SEC on 01/10/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Nebraska since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NUCEAUX LLCOWNER
ENGLE, TODD LAWRENCEPRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR
HAMILTON, ERIC EDWARDFINOP, CHIEF FINANCIAL OFFICER3110267
WOOD, ROBERT ANDREWSECRETARY, DIRECTOR3193613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KUEHL CAPITAL CORPORATION

CRD#: 37789

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