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David Collins Kuehl

CRD# 820823·Registered 1976 - 2015
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Collins Kuehl was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1976 - 2015. David had worked at 3 firms and has passed the SIE, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

KUEHL CAPITAL CORPORATION·CRD# 37789
BD
Omaha, NE
April 21, 1995 - January 6, 2015
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
March 6, 1978 - April 13, 1995
KFS BD, INC.·CRD# 490
BD
April 14, 1976 - September 8, 1977

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Current Firm

KC
KUEHL CAPITAL CORPORATION

BLUESTEM CAPITAL PARTNERS, INC. | KUEHL CAPITAL CORPORATION

CRD#: 37789 / SEC#: 8-47912
BD
Terminated by SEC on 01/10/2023

Contact Information

Established

Nebraska since 09/12/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
NUCEAUX LLCOWNER—
ENGLE, TODD LAWRENCEPRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR—
HAMILTON, ERIC EDWARDFINOP, CHIEF FINANCIAL OFFICER3110267
WOOD, ROBERT ANDREWSECRETARY, DIRECTOR3193613

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1976About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1994About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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