Marcus Herndl Filho

FOCUS INVESTMENT ADVISORS

Sao Paulo - SP, 04551-010

CRD#: 8208100

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Professional summary

Marcus Herndl Filho is a registered financial advisor currently at FOCUS INVESTMENT ADVISORS, LLC .

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Marcus has worked at 1 firm and has passed the Series 63, Series 66, Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Herndl Filho's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2026 - Present

FOCUS INVESTMENT ADVISORS, LLC

Office #1: Rua Fidencio Ramos 223, Suite 74, Sao Paulo - Sp, 04551-010

RIA

CRD#: 157186

Sao Paulo - SP,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/19/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/4/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/1/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2024

Securities Industry Essentials Examination

Current Firm

FOCUS INVESTMENT ADVISORS, LLC

FOCUS INVESTMENT ADVISOR, LLC | FOCUS INVESTMENT ADVISORS, LLC

CRD#: 157186 / SEC#:

Delaware

Registered Investment Advisory firm - (1/31/2017 Terminated)

Florida

Registered Investment Advisory firm - (6/8/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

40 Sw 13th Street Suite 201, Miami, FL 33130

Mailing Address

Phone number

(305) 494-6551

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 30,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcus Herndl Filho

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Herndl Filho's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/2024

Series 66

Date: 3/4/2024

Series 65

Date: 2/1/2024

SIE

Date: 2/5/2024

Current Firm

FOCUS INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOCUS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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