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MH

Marcus Herndl Filho

FOCUS INVESTMENT ADVISORS
Sao Paulo - SP, 04551-010
Some features on this profile are disabled
CRD#: 8208100
MH
Marcus Herndl FilhoFOCUS INVESTMENT ADVISORS

Professional summary

Marcus Herndl Filho is a registered financial advisor currently at FOCUS INVESTMENT ADVISORS, LLC .

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Marcus has worked at 1 firm and has passed the Series 63, Series 66, Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
H2 Kapital, Investment-related, 223 Rua Fid�ncio Ramos CJ 74, Sao Paulo, 04551-010, Brazil, an investment company; Co-Founder - Managing Director, Start date: June 2021, I devote 120 hours per month to this business, 100 hours per month during securities trading hours. I am the co-founder, managing partner and CIO (chief investment officer) of the company. I�m registered as portfolio manager at CVM (Brazilian SEC) responsible for the company investments. I manage over USD 1,5 billion in AUM in 23 investment vehicles for professional and corporate investors and oversee a team of 15 analysts in the trading desk. I�m responsible together with partners for the company performance and results. 7.Approximate number of hours per month you devote to this business? 8.Approximate number of hours per month you devote to this business during securities trading hours? 9.Very briefly describe your duties relating to this business:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Herndl Filho's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

FOCUS INVESTMENT ADVISORS, LLC

Office #1: Rua Fidencio Ramos 223, Suite 74, Sao Paulo - Sp, 04551-010
RIA
CRD#: 157186
Sao Paulo - SP,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2024
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/1/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2024
Securities Industry Essentials Examination

Current Firm

FI
FOCUS INVESTMENT ADVISORS, LLC
FOCUS INVESTMENT ADVISOR, LLC | FOCUS INVESTMENT ADVISORS, LLC

CRD#: 157186 / SEC#:

Delaware
Registered Investment Advisory firm - (1/31/2017 Terminated)
Florida
Registered Investment Advisory firm - (6/8/2011 Approved)
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Contact information

Main Address
40 Sw 13th Street Suite 201, Miami, FL 33130
Mailing Address
Phone number
(305) 494-6551
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts20
AUM (Assets Under Management)$ 30,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUS INVESTMENT ADVISORS, LLC

CRD#: 157186Sao Paulo - Sp 04551-010

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