Michael R. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Taylor, who also goes by Mike Taylor, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2000 - February 17, 2006
SALOMON GREY FINANCIAL CORPORATION
April 14, 2000 - July 28, 2000
RIVERSTONE WEALTH MANAGEMENT, INC.
February 3, 1999 - April 19, 2000
LOCUST STREET SECURITIES, INC.
July 22, 1995 - December 10, 1998
FSC SECURITIES CORPORATION
April 1, 1992 - December 15, 1994
FSC SECURITIES CORPORATION
November 13, 1989 - November 30, 1991
KAVANAUGH SECURITIES, INC.
April 7, 1989 - August 20, 1991
WESCO SECURITIES, INC.
August 28, 1986 - June 29, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 3, 1984 - August 25, 1986
WINDSOR CAPITAL MARKETS CORP.
May 18, 1981 - January 10, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
April 9, 1976 - February 13, 1978
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/6/1976
Registered Representative ExaminationCurrent Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
