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Braxton L Bean

Lehi, UT
·CRD# 8206777·1 year experience

Professional Summary

Braxton L Bean was a registered financial advisor. Braxton was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Braxton had worked at 2 firms and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

Unknown Firm·
1. 1557 W Innovation Way Suite 500 (5th Floor), Lehi, UT 840432. Bluffdale, UT
October 21, 2026 - Present
CWM, LLC·CRD# 155344
RIA
Kaysville, UT
March 6, 2026 - April 28, 2026

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Sculpted Stone LLC (Utah entity no. 13547879-0160). Investment-related: No. Address: 13871 S 1950 W, Bluffdale, UT 84065. Nature of business: Design, fabrication, and sale of concrete, stone, and related products; independent sales representation services; and general consulting and professional services. Position/title/relationship: Sole member, owner, and operator. Start date: 08/2023. Approximate hours per month: 15. Hours per month during securities trading hours: 0. Duties: Sole owner and operator. Responsible for all aspects of the business, including design and fabrication of concrete and stone products, quoting and scheduling, materials purchasing, on-site installation, invoicing, and general business administration. Also provides independent sales representation and general consulting services. The business does not involve securities, investment advice, financial planning, insurance, banking, or legal services. Work is performed primarily outside the normal business hours of Slope Advisors LLC and does not compromise availability to advisory clients.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Utah
(10/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2025About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2025About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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