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FO

Frank J. Ortiz

ROSEMEYER MANAGEMENT GROUP
Dubuque, IA 52001
CRD#: 8206156
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FO
Frank Johann OrtizROSEMEYER MANAGEMENT GROUP

Professional summary

Frank Johann Ortiz is a registered financial advisor currently at ROSEMEYER MANAGEMENT GROUP located in Dubuque, Iowa.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Frank has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Johann Ortiz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

ROSEMEYER MANAGEMENT GROUP

Office #1: 401 Central Avenue, Dubuque, IA 52001
RIA
CRD#: 310363
Dubuque, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROSEMEYER MANAGEMENT GROUP
RMG WEALTH MANAGEMENT | ROSEMEYER MANAGEMENT GROUP, LLC | ROSEMEYER MANAGEMENT GROUP | RMG WEALTH MANAGEMENT, LLC

CRD#: 310363 / SEC#: 801-119774

RIA
Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(1/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/14/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/24/2025
Securities Industry Essentials Examination

Current Firm

RM
ROSEMEYER MANAGEMENT GROUP
RMG WEALTH MANAGEMENT | ROSEMEYER MANAGEMENT GROUP, LLC | ROSEMEYER MANAGEMENT GROUP | RMG WEALTH MANAGEMENT, LLC

CRD#: 310363 / SEC#: 801-119774

RIA
Registered Investment Advisory firm - (11/12/2020 Approved)
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Contact information

Main Address
1290 E Mineral St., Platteville, WI 53818
Mailing Address
Phone number
(608) 348-2274
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RMG WEALTH MANAGEMENT, LLC ADV PART 2A (1/10/2026)

Regulatory assets under management

Total Number of Accounts1,170
AUM (Assets Under Management)$ 913,963,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSEMEYER MANAGEMENT GROUP

CRD#: 310363Dubuque, IA 52001

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