Michael D. Pittman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Pittman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 6 firms and has passed the Series 63, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1991 - June 15, 1992
TAMARON INVESTMENTS, INC.
November 13, 1986 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
July 19, 1985 - October 31, 1986
ROYCE PARK INVESTMENTS, INC.
May 28, 1978 - April 26, 1979
AMERICAN WESTERN SECURITIES, INC.
November 3, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
April 1, 1976 - November 28, 1977
PITTMAN & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 3/26/1976
Registered Principal ExaminationCurrent Firm
TAMARON INVESTMENTS, INC.
CRD#: 14929 / SEC#: , 8-31412
Contact information
Documents
Red Flags
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