Terry W. James
Professional summary
Terry William James JR, who also goes by Terry William James, Trey James Jr, is a registered financial professional currently at LPL FINANCIAL LLC located in Rochester, New York and ESL INVESTMENT SERVICES, LLC located in Rochester, New York.
Terry is registered as a RR (Registered Representative) and started their career in finance in 2026. Terry has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry William James JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2026 - Present
LPL FINANCIAL LLC
Office #1: 2255 East Ridge Rd, Rochester, NY 14622Office #2: 215 Merchants Road, Rochester, NY 14609July 7, 2026 - Present
ESL INVESTMENT SERVICES, LLC
Office #1: 2255 East Ridge Road, Rochester, NY 14622Office #2: 215 Merchants Road, Rochester, NY 14609State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2026)
Exams
Series 6TO
Date: 5/8/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ESL INVESTMENT SERVICES, LLC
CRD#: 139176 / SEC#: , 8-67195
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Company Information
ESL INVESTMENT SERVICES, LLC
CRD#: 139176Rochester, NY 14622TRUST BUT VERIFY
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