Jonathan M. Nadler
Professional summary
Jonathan Marc Nadler is a registered financial advisor currently at OXLER PRIVATE WEALTH located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Marc Nadler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2020 - Present
OXLER PRIVATE WEALTH
Office #1: 3 Columbus Circle Suite 2120, New York, NY 10019April 28, 2009 - August 24, 2020
OPPENHEIMER & CO. INC.
April 12, 1988 - August 24, 2020
OPPENHEIMER & CO. INC.
March 31, 1988 - April 13, 1988
FAHNESTOCK INTERNATIONAL INC.
April 11, 1977 - April 21, 1988
E. F. HUTTON & COMPANY INC
April 2, 1976 - April 29, 1977
WHITE, WELD & CO. INCORPORATED
Primary Firm SEC Registration
OXLER PRIVATE WEALTH
CRD#: 309684 / SEC#: 801-119258
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/11/2020)
(5/20/2021)
(8/14/2020)
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 8
Date: 10/3/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OXLER PRIVATE WEALTH
CRD#: 309684 / SEC#: 801-119258
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 289 |
| AUM (Assets Under Management) | $ 539,575,488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
