Paul W. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Winthrop Oliver JR was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1976. Paul had worked at 3 firms and has passed the Series 63, Series 41, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1997 - July 9, 2001
ABN AMRO INCORPORATED
July 24, 1981 - January 2, 1997
THE CHICAGO CORPORATION
April 1, 1976 - July 14, 1981
WARBURG PARIBAS BECKER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 12/18/1982
NYSE Allied Member ExaminationCurrent Firm
ABN AMRO INCORPORATED
CRD#: 15776 / SEC#: , 8-32746
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
Red Flags
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