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KC

Kelsey Cummings

TPG CAPITAL BD
Chicago, IL
·CRD# 8203786·1 year experience

Professional Summary

Kelsey Cummings is a registered financial advisor currently at TPG CAPITAL BD, LLC located in Chicago, Illinois. Kelsey is registered as a RR (Registered Representative) and started their career in finance in 2026. Kelsey has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

TPG CAPITAL BD, LLC·CRD# 143876
BD
111 South Wacker Drive 36th Floor, Chicago, IL 60606
January 22, 2026 - Present

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Current Firm

TC
TPG CAPITAL BD, LLC

TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

301 Commerce Street Ste 3300, Fort Worth, TX 76102

Mailing Address

301 Commerce Street Ste 3300, Fort Worth, TX 76102

Phone Number

(817) 871-4000

Established

Texas since 03/21/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER—
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(2/19/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2026About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kelsey Cummings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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