JS
Jonathan W. Smith
SMITH PARTNERS WEALTH MANAGEMENT
GREENSBORO, NC 27401
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CRD#: 820376
JS
Professional summary
Jonathan Wilds Smith is a registered financial advisor currently at SMITH PARTNERS WEALTH MANAGEMENT, LLC located in Greensboro, North Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jonathan has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Wilds Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2012 - Present
SMITH PARTNERS WEALTH MANAGEMENT, LLC
Office #1: 128 E. Fisher Avenue, Greensboro, NC 27401RIA
CRD#: 112231
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SMITH PARTNERS WEALTH MANAGEMENT, LLC
JONATHAN SMITH & CO INVESTMENT COUNSEL LLC | SMITH PARTNERS WEALTH MANAGEMENT, LLC | SMITH PARTNERS WEALTH MANAGEMENT | JONATHAN SMITH & CO., INVESTMENT COUNSEL, LLC | JONATHAN SMITH & CO. INVESTMENT COUNSEL LLC | JONATHAN SMITH & CO. INVESTMENT COUNSEL | JONATHAN SMITH & CO. INVESTMENT CO. LLC. | JONATHAN SMITH & CO.
CRD#: 112231 / SEC#: 801-120950
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/4/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 9/10/1996
Non-Member General Securities ExaminationCurrent Firm
SMITH PARTNERS WEALTH MANAGEMENT, LLC
JONATHAN SMITH & CO INVESTMENT COUNSEL LLC | SMITH PARTNERS WEALTH MANAGEMENT, LLC | SMITH PARTNERS WEALTH MANAGEMENT | JONATHAN SMITH & CO., INVESTMENT COUNSEL, LLC | JONATHAN SMITH & CO. INVESTMENT COUNSEL LLC | JONATHAN SMITH & CO. INVESTMENT COUNSEL | JONATHAN SMITH & CO. INVESTMENT CO. LLC. | JONATHAN SMITH & CO.
CRD#: 112231 / SEC#: 801-120950
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
128 E Fisher Ave, Greensboro, NC 27401-2034
Mailing Address
Phone number
(336) 272-9488
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 434 |
| AUM (Assets Under Management) | $ 174,515,048 |
Red Flags
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Company Information
SMITH PARTNERS WEALTH MANAGEMENT, LLC
CRD#: 112231Greensboro, NC 27401TRUST BUT VERIFY
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