Conley M. Johnson

WEALTH PLANNING CORP

CINCINNATI, OH 45241

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CRD#: 820332

Professional summary

Conley Michael Johnson, CFP® is a registered financial advisor currently at WEALTH PLANNING CORP located in Cincinnati, Ohio.

Conley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Conley has worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEALTH PLANNING CORPORATION SOLELY OWNERS R.I.A. FOR ADVISORY ACTIVITIES 50% OF TIME ALLOCATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conley Michael Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

October 6, 1999 - Present

WEALTH PLANNING CORP

Office #1: 3801 Sharon Park Lane Suite 125, Cincinnati, OH 45241

RIA

CRD#: 105369

CINCINNATI, OH

Past

March 1, 1989 - April 1, 1997

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 8, 1985 - March 11, 1989

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

September 9, 1982 - December 26, 1984

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 30, 1981 - October 4, 1982

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 20, 1980 - August 30, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

April 1, 1976 - August 30, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH PLANNING CORP

CRD#: 105369 / SEC#: 801-18378

RIA

Registered Investment Advisory firm - (2/18/1983 Approved)

Ohio

Registered Investment Advisory firm - (4/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/6/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/7/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/30/1976

Registered Representative Examination

Current Firm

WEALTH PLANNING CORP

CRD#: 105369 / SEC#: 801-18378

RIA

Registered Investment Advisory firm - (2/18/1983 Approved)

Ohio

Registered Investment Advisory firm - (4/28/2022 Terminated)

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Contact information

Main Address

8370 E. Kemper Road, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 733-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2024 BROCHURE ADV (FILED MARCH 2025) (3/28/2025)

CRS CLIENT RELATIONSHIP SUMMARY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 518,196,197

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conley M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conley Michael Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT STREET SECURITIES, INC.

MUTUAL SERVICE CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

E. F. HUTTON & COMPANY INC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

WEALTH PLANNING CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/7/1981

Series 7

Date: 12/17/1983

Series 1

Date: 3/30/1976

Current Firm

WEALTH PLANNING CORP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH PLANNING CORP

TRUST BUT VERIFY

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