Conley M. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conley Michael Johnson, CFP® was a registered financial professional .
Conley is a previously registered financial professional and started their career in finance in 1976. Conley had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
October 6, 1999 - March 17, 2026
WEALTH PLANNING CORP
March 1, 1989 - April 1, 1997
WALNUT STREET SECURITIES, INC.
January 8, 1985 - March 11, 1989
MUTUAL SERVICE CORPORATION
September 9, 1982 - December 26, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
October 30, 1981 - October 4, 1982
E. F. HUTTON & COMPANY INC
October 20, 1980 - August 30, 1988
EQUITABLE ADVISORS, LLC
April 1, 1976 - August 30, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
WEALTH PLANNING CORP
CRD#: 105369 / SEC#: 801-18378
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/30/1976
Registered Representative ExaminationCurrent Firm
WEALTH PLANNING CORP
CRD#: 105369 / SEC#: 801-18378
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 454 |
| AUM (Assets Under Management) | $ 518,196,197 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/28/2025 | ||
| 10/27/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
