Anthony G. Berti

SANTA BARBARA MANAGEMENT

Santa Barbara, CA 93108

CRD#: 8203315

Some features on this profile are disabled

Professional summary

Anthony George Berti, who also goes by Tony Berti, is a registered financial advisor currently at SANTA BARBARA MANAGEMENT located in Santa Barbara, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Anthony has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Tony Berti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony George Berti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2026 - Present

SANTA BARBARA MANAGEMENT

Office #1: 1482 East Valley Road Suite 16, Santa Barbara, CA 93108

RIA

CRD#: 334801

Santa Barbara, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTA BARBARA MANAGEMENT

SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201

RIA

Registered Investment Advisory firm - (3/17/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2026

Uniform Investment Adviser Law Examination

Current Firm

SANTA BARBARA MANAGEMENT

SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201

RIA

Registered Investment Advisory firm - (3/17/2025 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 E. Ohio St. 2nd Floor, Chicago, IL 60611

Mailing Address

Phone number

(734) 604-9891

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBM ADV PART 2A (9/15/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 259,160,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Given

CURTIS ADVISORY GROUP, LLC

IAR

SANTA BARBARA, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony G. Berti

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony George Berti's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTA BARBARA MANAGEMENT

Primary Firm SEC Registration

SANTA BARBARA MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2026

Current Firm

SANTA BARBARA MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANTA BARBARA MANAGEMENT

TRUST BUT VERIFY

Similar Advisors