Charles E. Safford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Safford, who also goes by Charles E Safford, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1991 - August 25, 1992
TITAN/VALUE EQUITIES GROUP, INC.
March 23, 1989 - May 10, 1989
ALL-TECH DIRECT, INC.
November 8, 1988 - February 14, 1989
THE STUART-JAMES COMPANY, INCORPORATED
April 24, 1987 - December 22, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 9, 1986 - October 21, 1987
ICHINOSE SECURITIES, INC.
April 1, 1985 - January 31, 1986
LPL FINANCIAL LLC
March 25, 1982 - May 8, 1985
UBS FINANCIAL SERVICES INC.
March 24, 1977 - April 15, 1982
E. F. HUTTON & COMPANY INC
April 1, 1976 - April 19, 1977
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
