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YW

Yan Wang

ROYAL TREASURE SECURITIES
NEW YORK, NY 10005
CRD#: 8202821
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YW
Yan WangROYAL TREASURE SECURITIES

Professional summary

Yan Wang, who also goes by Rachel Wang, is a registered financial professional currently at ROYAL TREASURE SECURITIES LLC located in New York, New York.

Yan is registered as a RR (Registered Representative) and started their career in finance in 2026. Yan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Rachel Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yan Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

ROYAL TREASURE SECURITIES LLC

Office #1: 40 Wall Street Suite 21-05, New York, NY 10005
BD
CRD#: 292325
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/17/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/20/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RT
ROYAL TREASURE SECURITIES LLC
CHEERS SECURITIES LLC | ROYAL TREASURE SECURITIES LLC

CRD#: 292325 / SEC#: , 8-70136

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Suite 21-05, New York, NY 10005
Mailing Address
40 Wall Street Suite 21-05, New York, NY 10005
Phone number
(646) 751-8957
Established
Delaware since 06/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROYAL TREASURE LIMITEDMEMBER
GIBBONS, GERALD MATTHEWCHIEF COMPLIANCE OFFICER2447903
GUAN, KEVINCHIEF EXECUTIVE OFFICER7660277
RUSSELL, SARAH DETLINGPFO/FINOP6727189

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROYAL TREASURE SECURITIES LLC

CRD#: 292325New York, NY 10005

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