Charles W. Bruton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Bruton JR, who also goes by Bud Bruton, Charles W Bruton Jr, Charles W Bruton, Charles William Bruton, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2018 - February 19, 2020
BRUTON CHISNELL ADVISORS, LLC
December 6, 2005 - December 31, 2017
VALMARK SECURITIES, INC.
September 16, 2004 - March 30, 2018
BRUTON FINANCIAL ADVISORS, LLC
January 3, 1995 - November 11, 2008
IFG RUSSELL ADVISORS INC
February 27, 1992 - December 15, 2004
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
July 5, 1991 - December 12, 2005
WALNUT STREET SECURITIES, INC.
November 19, 1989 - February 5, 1996
OSAIC WEALTH, INC.
May 16, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 25, 1976 - June 20, 1991
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
BRUTON CHISNELL ADVISORS, LLC
CRD#: 293192 / SEC#: 801-112682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/22/1976
Registered Representative ExaminationCurrent Firm
BRUTON CHISNELL ADVISORS, LLC
CRD#: 293192 / SEC#: 801-112682
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,583 |
| AUM (Assets Under Management) | $ 755,343,812 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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