Mark A. D'ercole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew D'ercole, who also goes by Mark A Dercole, Mark Andrew Dercole, Mark Anthony Dercole, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1976. Mark had worked at 8 firms and has passed the Series 65, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2005 - December 31, 2011
HILL CAPITAL MANAGEMENT
February 21, 2003 - December 31, 2022
PORTSMOUTH FINANCIAL SERVICES
January 10, 2003 - February 13, 2007
GREENBOOK SECURITIES, INC.
September 30, 1999 - December 31, 2002
ROBERT VAN SECURITIES, INC.
November 18, 1997 - March 1, 2000
PASSPORT SECURITIES, INC.
April 27, 1982 - August 11, 1997
WULFF, HANSEN & CO.
January 31, 1980 - April 15, 1982
UBS FINANCIAL SERVICES INC.
April 1, 1976 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HILL CAPITAL MANAGEMENT
CRD#: 134544 / SEC#: 801-72077
Contact information
Red Flags
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