Michael V. Conrad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Van Conrad was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2016 - December 31, 2022
HARVEST OAK CAPITAL
December 13, 2010 - November 4, 2021
WALNUT CREEK CAPITAL ADVISORS, LLC
May 12, 2009 - December 31, 2015
HARVEST OAK CAPITAL
April 24, 2009 - May 5, 2010
LIHTC SECURITIES, LLC
December 7, 2007 - March 18, 2009
STANFORD GROUP COMPANY
November 2, 2007 - November 7, 2007
STANFORD GROUP COMPANY
November 2, 2007 - March 18, 2009
STANFORD GROUP COMPANY
June 28, 2005 - November 6, 2007
TRUIST INVESTMENT SERVICES, INC.
June 27, 2005 - November 6, 2007
TRUIST INVESTMENT SERVICES, INC.
April 25, 2002 - July 15, 2005
TRUIST SECURITIES, INC.
April 12, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
January 13, 2001 - April 17, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
June 21, 1995 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
May 31, 1994 - June 14, 1995
LAMON & STERN, INC.
May 6, 1987 - May 21, 1990
FLAGSHIP INVESTMENTS, INC.
January 20, 1987 - April 17, 1989
MARSHALL & CO. SECURITIES, INC.
November 3, 1983 - January 12, 1987
KIDDER, PEABODY & CO. INCORPORATED
May 13, 1977 - November 2, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC
April 1, 1976 - June 17, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARVEST OAK CAPITAL
CRD#: 150073 / SEC#: 801-70099
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 5,968,000 |
Red Flags
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