Joseph Kosinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Kosinsky MBA, who also goes by Joseph Kosinsky, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1976. Joseph had worked at 12 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1999 - April 2, 2008
HARVEST CAPITAL INVESTMENTS LLC
May 8, 1992 - June 17, 1992
GKN SECURITIES CORP.
September 15, 1987 - July 3, 2017
HOLLY STREET SECURITIES
December 26, 1984 - June 11, 1985
KANKAKU SECURITIES (AMERICA) INC.
May 17, 1984 - August 20, 1984
TRIPP & CO., INC.
September 2, 1980 - December 1, 1983
THOMSON MCKINNON SECURITIES INC.
January 25, 1980 - August 21, 1980
HANAUER, STERN & COMPANY,INCORPORATED
April 27, 1979 - November 5, 1979
MABON, NUGENT & CO.
August 29, 1977 - December 18, 1977
MULLANEY, WELLS & COMPANY
April 28, 1977 - September 26, 1977
DRYSDALE SECURITIES CORPORATION
March 1, 1976 - August 30, 1976
BACHE HALSEY STUART INC.
January 2, 1976 - April 16, 1976
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/18/1981
Interest Rate Options ExaminationCurrent Firm
HARVEST CAPITAL INVESTMENTS LLC
CRD#: 40367 / SEC#: , 8-49017
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REAL ESTATE TECHNICAL ADVISORS | OWNER | |
| CRARY, EDWARD DESILVER JR | CHIEF COMPLIANCE OFFICER | 2225349 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
