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AR

Aryeh D. Rogoff

BARON FINANCIAL GROUP
Fair Lawn, NJ 07410-2504
Some features on this profile are disabled
CRD#: 8201411
AR
Aryeh Dov RogoffBARON FINANCIAL GROUP

Professional summary

Aryeh Dov Rogoff, who also goes by Aryeh Rogoff, Dov Rogoff, is a registered financial advisor currently at BARON FINANCIAL GROUP LLC located in Fair Lawn, New Jersey.

Aryeh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Aryeh has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Aryeh Rogoff | Dov Rogoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aryeh Dov Rogoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2026 - Present

BARON FINANCIAL GROUP LLC

Office #1: 16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504
RIA
CRD#: 144234
Fair Lawn, NJ
Past

February 18, 2026 - June 12, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Fairfield, NJ
Past

January 16, 2026 - June 12, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Fairfield, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC

CRD#: 144234 / SEC#: 801-67989

RIA
Registered Investment Advisory firm - (6/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/16/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/12/2025
Securities Industry Essentials Examination

Current Firm

BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC
BARON FINANCIAL GROUP LLC | THE BARON FINANCIAL GROUP LLC

CRD#: 144234 / SEC#: 801-67989

RIA
Registered Investment Advisory firm - (6/14/2007 Approved)
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Contact information

Main Address
16-00 Route 208 South Suite 104, Fair Lawn, NJ 07410-2504
Mailing Address
Phone number
(201) 791-6408
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV_FIRM BROCHURE (3/12/2026)

Regulatory assets under management

Total Number of Accounts905
AUM (Assets Under Management)$ 369,113,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARON FINANCIAL GROUP LLC

BARON FINANCIAL GROUP LLC

CRD#: 144234Fair Lawn, NJ 07410-2504

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