Howard C. Story
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Clay Story III was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1976. Howard had worked at 5 firms and has passed the Series 52, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1984 - January 26, 1988
STORY & COMPANY, INC.
April 6, 1982 - June 24, 1982
KIDDER, PEABODY & CO. INCORPORATED
January 10, 1978 - November 3, 1980
CITIGROUP GLOBAL MARKETS INC.
February 7, 1977 - November 29, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
April 1, 1976 - October 9, 1976
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STORY & COMPANY, INC.
CRD#: 13534 / SEC#: , 8-29053
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
