Victor H. Marx
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Hugo Marx, who also goes by VIctor Hugo Marx, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1976. Victor had worked at 1 firm and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 1976 - October 4, 2013
HUGO MARX & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 12/24/1975
Financial Principal ExaminationSeries 00
Date: 12/24/1975
General Securities Principal ExaminationCurrent Firm
HUGO MARX & CO INC
CRD#: 7052 / SEC#: , 8-24062
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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