Griffin Zahariades

USI SECURITIES

Atlanta, GA 30328

CRD#: 8200416

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Professional summary

Griffin Zahariades is a registered financial advisor currently at USI SECURITIES, INC. located in Atlanta, Georgia.

Griffin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Griffin has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin Zahariades's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Griffin Zahariades's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2026 - Present

USI SECURITIES, INC.

Office #1: 1 Concourse Pky Ne Ste 700, Atlanta, GA 30328

RIA

CRD#: 43793

Atlanta, GA

Current

March 6, 2026 - Present

USI SECURITIES, INC.

Office #1: 1 Concourse Pky Ne Ste 700, Atlanta, GA 30328

RIA

CRD#: 43793

Atlanta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(1/8/2026)

Georgia
(3/9/2026)

Kentucky
(4/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/28/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/17/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/17/2026

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/27/2026

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA

Registered Investment Advisory firm - SEC (6/4/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Phone number

(860) 652-3239

Established

Delaware since 07/29/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

USI SECURITIES, INC. - RIA - FORM ADV PART 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
USIC INVESTMENT GROUP INC.	SHAREHOLDER
BOWMAN, RICHARD CHARLES	FINOP, DIRECTOR OF OPERATIONS	2356525
CURLEY, MARY	SECRETARY	8207294
GRITZER, JOSEPH JOHN JR	PRESIDENT	2162679
KAPPUS, DAVID L	TREASURER	6837749
O'ROURKE, MICHAEL DENNIS	VICE PRESIDENT -COMPLIANCE & OPERATIONS	1551838
ROBIDOUX, MELINDA MCDONALD	CHIEF COMPLIANCE OFFICER	2848093
TREMKO, WILLIAM MICHAEL	CHIEF EXECUTIVE OFFICER	4495149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Griffin Zahariades

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin Zahariades's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Griffin Zahariades's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

Primary Firm SEC Registration

USI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/2026

Series 65

Date: 12/17/2025

Series 6TO

Date: 2/17/2026

SIE

Date: 1/27/2026

FINRA

Current Firm

USI SECURITIES, INC.

Contact information

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

USI SECURITIES, INC.

TRUST BUT VERIFY

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