William Higley

LEMNIS CAPITAL

RICHARDSON, TX 75082

CRD#: 8200214

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Professional summary

William Higley is a registered financial advisor currently at LEMNIS CAPITAL located in Richardson, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. William has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Higley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2026 - Present

LEMNIS CAPITAL

Office #1: 2400 Lakeside Blvd Suite 200, Richardson, TX 75082

RIA

CRD#: 340137

RICHARDSON, TX

Current

March 8, 2026 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

CHARLOTTE, NC

Past

January 7, 2026 - March 11, 2026

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

December 23, 2025 - March 11, 2026

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(3/8/2026)

Texas
(3/8/2026)

IAR

Texas
(3/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/23/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LEMNIS CAPITAL

CRD#: 340137 / SEC#: 801-135496

RIA

Registered Investment Advisory firm - (3/9/2026 120-Day Approval)

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Contact information

Main Address

Richardson, TX

Mailing Address

Phone number

(817) 680-7665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEMNIS CAPITAL FORM ADV 2A (2/18/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Higley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Higley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEMNIS CAPITAL

INNOVATION PARTNERS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2025

Series 7TO

Date: 12/23/2025

SIE

Date: 6/16/2025

FINRA

Current Firm

LEMNIS CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

LEMNIS CAPITAL

TRUST BUT VERIFY

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