Carolina M. Escalante

GEG ADVISORS

Aventura, FL 33180

CRD#: 8199437

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Professional summary

Carolina Marcela Escalante, who also goes by Carolina Escalante, is a registered financial advisor currently at GEG ADVISORS located in Aventura, Florida.

Carolina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Carolina has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carolina Escalante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolina Marcela Escalante's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2026 - Present

GEG ADVISORS

Office #1: 20900 Ne 30th Ave Suite 1001, Aventura, FL 33180

RIA

CRD#: 337347

Aventura, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEG ADVISORS

GEG ADVISORS | GEG ADVISORS LLC

CRD#: 337347 / SEC#: 801-134174

RIA

Registered Investment Advisory firm - (11/19/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2026

Uniform Investment Adviser Law Examination

Current Firm

GEG ADVISORS

GEG ADVISORS | GEG ADVISORS LLC

CRD#: 337347 / SEC#: 801-134174

RIA

Registered Investment Advisory firm - (11/19/2025 Approved)

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Contact information

Main Address

Carrera 9 #74-62, Bogota

Mailing Address

20900 Ne 30th Ave Suite 1001, Aventura, FL 33180

Phone number

(305) 933-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GEG ADV BROCHURE (7/16/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carolina M. Escalante

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolina Marcela Escalante's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEG ADVISORS

Primary Firm SEC Registration

GEG ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2026

Current Firm

GEG ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

GEG ADVISORS

TRUST BUT VERIFY

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