Arthur C. Milano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Chester Milano, who also goes by Art Milano, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1976. Arthur had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2007 - March 2, 2018
PLANMEMBER SECURITIES CORPORATION
August 14, 2007 - March 2, 2018
PLANMEMBER SECURITIES CORPORATION
June 29, 2004 - August 14, 2007
LEGEND ADVISORY, LLC
January 1, 1994 - August 14, 2007
LEGEND EQUITIES CORPORATION
August 24, 1990 - January 1, 1994
LEGEND CAPITAL CORPORATION
January 2, 1985 - August 20, 1990
TITAN/VALUE EQUITIES GROUP, INC.
October 22, 1982 - January 14, 1985
LPL FINANCIAL LLC
January 31, 1982 - July 20, 1982
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 14, 1977 - July 20, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 25, 1976 - November 16, 1977
FREEMAN FINANCIAL SERVICES CORPORATION
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/15/1976
Registered Representative ExaminationCurrent Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
