Conor P. Mullens

KINGWOOD INVESTMENT GROUP

KINGWOOD, TX 77339

CRD#: 8199329

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Professional summary

Conor Patrick Mullens, who also goes by Connor Patrick Mullens, is a registered financial advisor currently at KINGWOOD INVESTMENT GROUP located in Kingwood, Texas.

Conor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Conor has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connor Patrick Mullens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conor Patrick Mullens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2025 - Present

KINGWOOD INVESTMENT GROUP

Office #1: 22001 Northpark Drive Suite 245, Kingwood, TX 77339

RIA

CRD#: 330330

KINGWOOD, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC

CRD#: 330330 / SEC#: 801-134979

RIA

Registered Investment Advisory firm - (12/18/2025 Approved)

Texas

Registered Investment Advisory firm - (12/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2025

Uniform Investment Adviser Law Examination

Current Firm

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC

CRD#: 330330 / SEC#: 801-134979

RIA

Registered Investment Advisory firm - (12/18/2025 Approved)

Texas

Registered Investment Advisory firm - (12/22/2025 Terminated)

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Contact information

Main Address

22001 Northpark Drive Suite 245, Kingwood, TX 77339

Mailing Address

Phone number

(281) 359-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIG ADV PART 2A (11/17/2025)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 120,083,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conor P. Mullens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conor Patrick Mullens's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGWOOD INVESTMENT GROUP

Primary Firm SEC Registration

KINGWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2025

Current Firm

KINGWOOD INVESTMENT GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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