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CS

Christopher J. Schroeck

ASPIDA FINANCIAL DISTRIBUTORS
SPRING, TX 77382
CRD#: 8197279
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CS
Christopher James SchroeckASPIDA FINANCIAL DISTRIBUTORS

Professional summary

Christopher James Schroeck, who also goes by Chris Schroeck, is a registered financial professional currently at ASPIDA FINANCIAL DISTRIBUTORS, LLC located in Spring, Texas.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2026. Christopher has worked at 1 firm and has passed the Series 7TO and SIE exams.

Aliases

Chris Schroeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Schroeck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2026 - Present

ASPIDA FINANCIAL DISTRIBUTORS, LLC

Office #1: 8111 Ashlane Way Suite 207, Spring, TX 77382
BD
CRD#: 322843
SPRING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/5/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ASPIDA FINANCIAL DISTRIBUTORS, LLC
ASPIDA FINANCIAL DISTRIBUTORS, LLC | ASPIDA INVESTOR SERVICES, LLC

CRD#: 322843 / SEC#: , 8-71001

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
8111 Ashlane Way Suite 207, Spring, TX 77382
Mailing Address
2327 Englert Dr, Durham, NC 27713
Phone number
(804) 698-0696
Established
North Carolina since 06/13/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ASPIDA HOLDINGS, LLCMANAGING MEMBER
KOWALSKI, DEIRDRE PATTENCEO1357509
MCBROOM, TAIESHA LAINI CANTWELLCORPORATE SECRETARY
SHUMBERG, IVANA MFINANCIAL & OPERATIONS PRINCIPAL3167225
STANTON, KIMBERLYCCO6574919

Red Flags

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Company Information

ASPIDA FINANCIAL DISTRIBUTORS, LLC

CRD#: 322843Spring, TX 77382

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