Kevin Yan
Professional Summary
Kevin Yan is a registered financial advisor currently at CTC, LLC located in Chicago, Illinois and CTC EXECUTION SERVICES, LLC located in Chicago, Illinois. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2025. Kevin has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
CTC EXECUTION SERVICES, LLC
Contact Information
Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605Phone Number
(312) 863-8000Established
Delaware since 08/20/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/24/2026)
(9/17/2026)
(9/21/2026)
(9/9/2026)
(9/22/2026)
(9/23/2026)
(9/22/2026)
(9/14/2026)
(9/23/2026)
(9/24/2026)
(9/24/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Yan's CRS (Customer Relationship Summary).
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