Edward A. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Alonzo Davis JR, who also goes by Ed Davis Jr, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1976. Edward had worked at 10 firms and has passed the Series 63, Series 7, Series 6, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - April 1, 2014
EAGLE STRATEGIES LLC
November 4, 1999 - April 1, 2014
NYLIFE SECURITIES LLC
March 24, 1998 - July 1, 1999
MONY SECURITIES CORPORATION
June 27, 1995 - August 6, 1996
JOHN HANCOCK DISTRIBUTORS LLC
October 15, 1993 - May 11, 1995
VOYA FINANCIAL PARTNERS, LLC
May 28, 1987 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 9, 1982 - August 14, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
December 28, 1981 - May 4, 1984
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 18, 1976 - May 4, 1984
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 18, 1976 - May 4, 1984
OSAIC FA, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/13/1976
Registered Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
