Michael V. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Val Williams, who also goes by Mike Williams, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2007 - June 30, 2015
ACCESS FUND MANAGEMENT, LLC
January 24, 2007 - November 14, 2007
GRANT WILLIAMS L.P.
August 12, 2004 - January 27, 2005
JONES, BYRD, & ATTKISSON, INC.
July 13, 2000 - June 19, 2003
AFSG SECURITIES CORPORATION
June 19, 2000 - July 13, 2000
AFSG SECURITIES CORPORATION
April 1, 1991 - June 25, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 10, 1990 - April 1, 1991
PW SECURITIES, INC.
February 15, 1990 - April 12, 1990
KEOGLER, MORGAN & COMPANY, INC.
March 4, 1988 - June 6, 1989
FIDELITY CAPITAL CORPORATION, INC.
December 10, 1985 - May 8, 1987
FIFTH SEASON REGISTRY, INC.
November 4, 1985 - February 19, 1986
ROTHSCHILD REGISTRY INTERNATIONAL, INC.
March 23, 1984 - December 24, 1985
PARLIAMENT SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/5/1976
Registered Representative ExaminationCurrent Firm
ACCESS FUND MANAGEMENT, LLC
CRD#: 125247 / SEC#: 801-61826
Contact information
Red Flags
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