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Michael Val Williams

CRD# 819531·Registered 1984 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Val Williams, who also goes by Mike Williams, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1984 - 2015. Michael had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Williams

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

ACCESS FUND MANAGEMENT, LLC·CRD# 125247
RIA
Palm Harbor, FL
August 15, 2007 - June 30, 2015
GRANT WILLIAMS L.P.·CRD# 45961
BD
Philadelphia, PA
January 24, 2007 - November 14, 2007
JONES, BYRD, & ATTKISSON, INC.·CRD# 36268
BD
Atlanta, GA
August 12, 2004 - January 27, 2005
AFSG SECURITIES CORPORATION·CRD# 18374
BD
Cedar Rapids, IA
July 13, 2000 - June 19, 2003
AFSG SECURITIES CORPORATION·CRD# 18374
BD
Cedar Rapids, IA
June 19, 2000 - July 13, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
April 1, 1991 - June 25, 2004
PW SECURITIES, INC.·CRD# 6775
BD
May 10, 1990 - April 1, 1991
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
February 15, 1990 - April 12, 1990
FIDELITY CAPITAL CORPORATION, INC.·CRD# 17980
BD
March 4, 1988 - June 6, 1989
FIFTH SEASON REGISTRY, INC.·CRD# 16087
BD
December 10, 1985 - May 8, 1987
ROTHSCHILD REGISTRY INTERNATIONAL, INC.·CRD# 11014
BD
November 4, 1985 - February 19, 1986
PARLIAMENT SECURITIES CORP.·CRD# 14263
BD
March 23, 1984 - December 24, 1985

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Current Firm

AF
ACCESS FUND MANAGEMENT, LLC

ACCESS FUND MANAGEMENT, LLC

CRD#: 125247 / SEC#: 801-61826

Contact Information

Main Address

4114 Woodlands Blvd Suite 303, Palm Harbor, FL 34685

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV - PART 2 BROCHURE (3/31/2015)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Mar 1976

Series 24 — General Securities Principal Examination

Passed Feb 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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