Michael A. Parsons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Parsons was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1991 - September 30, 1994
CENTURY PACIFIC PLACEMENT CORPORATION
January 2, 1991 - February 6, 1991
ALLIANCE SECURITIES CORPORATION
October 28, 1987 - May 1, 1989
GROSVENOR FINANCIAL, INC.
November 25, 1983 - May 7, 1986
GREATER PACIFIC SECURITIES,INC.
April 12, 1978 - June 1, 1980
INDEPENDENT FINANCIAL PLANNERS CORPORATION
March 15, 1976 - January 25, 1983
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/8/1976
Registered Representative ExaminationCurrent Firm
CENTURY PACIFIC PLACEMENT CORPORATION
CRD#: 13282 / SEC#: , 8-29059
Contact information
Documents
Red Flags
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