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GW

Graham H. Wells

RUBINBROWN CORPORATE FINANCE
ST. LOUIS, MO 63105
Some features on this profile are disabled
CRD#: 8194751
GW
Graham Harrison WellsRUBINBROWN CORPORATE FINANCE

Professional summary

Graham Harrison Wells is a registered financial professional currently at RUBINBROWN CORPORATE FINANCE, LLC located in St. Louis, Missouri.

Graham is registered as a RR (Registered Representative) and started their career in finance in 2026. Graham has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Harrison Wells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2026 - Present

RUBINBROWN CORPORATE FINANCE, LLC

Office #1: 7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
BD
CRD#: 322460
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(3/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/12/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RUBINBROWN CORPORATE FINANCE, LLC
RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460 / SEC#: , 8-70975

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Mailing Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Phone number
(314) 678-3531
Established
Missouri since 03/15/2022
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
RUBINBROWN LLPOWNER
BARENBOIM, LEONARDCCO1523181
BARNES, BENJAMIN RONALDCEO7617183
MANZO, MARK THOMASFINOP1229739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460St. Louis, MO 63105

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